A reputable global bank - Client RM
Wealth Management Sr. RM- International Clients
财富管理
财富管理
新加坡
3-5年
本科
面议
职位描述
Processes
• Responsible for executing sales targets.
People & Talent
• Set appropriate tone and expectations from their team and work in collaboration with clients and internal stakeholders such as BANK China RMs, 3rd party referral channels and Operations Team.
Risk Management
• The ability to stay compliance to the regulated role govern by MAS
Governance
• Awareness and understanding of the regulatory framework, in which the Group operates, and the regulatory requirements and expectations relevant to the role.
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Lead the Singapore CPBB International Banking Team to achieve the outcomes set out in the Bank’s Conduct Principles. Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key Stakeholders
• Treasury, Investment and Insurance Specialists, BANK China RMs.
Other Responsibilities
• Embed Here for good and Group’s brand and values in Singapore CPBB International Banking Team; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats)
职位要求
Our Ideal Candidate
• Understands the core concepts, principles, processes or procedures of Wealth Management and Banking
• CMFAS Exams
• Experience in managing China/Hong Kong/Taiwan Market.
• Good understanding and command of Mandarin as the incumbent will be supporting Chinese market
• 5 years of experience in Banking
• Finance related fields studies relating to financial planning, portfolio reviews, asset allocations
Role Specific Technical Competencies
• Agreed individual sales target
• Agreed service standards to customers
• Operation control and sales compliance
咨询顾问
Sophia Zhang
Sr. Business Manager- Banking & Financial Services, China
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